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    Recent Results

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    Recent Results
    01

    AAA Arbitration Award of $6.1 Million

    Representation of former employee of electric vehicle (“EV”) start-up Fisker, Inc., who was represented by a major international law firm, in dispute concerning equity in the company, resulting in Arbitration Award in our client’s favor.
    02

    AAA Arbitration – Successful Defense

    Representation of San Francisco Bay Area broker-dealer in FINRA Arbitration against two broker-dealers, wherein our firm uncovered a massive Ponzi Scheme resulting in criminal prosecution of perpetrators, and resulting in successful defense of our client.
    03

    FINRA Arbitration Award of $5.2 Million

    Representation of elderly San Francisco Bay Area investors in FINRA Arbitration against broker-dealer.
    04

    Confidential Settlements of $5.15 Million, $3.5 Million and $2.575 Million

    Representation of clients in claims related to release of frozen funds.
    05

    FINRA Arbitration Award of $2.5 Million

    Representation of investors in FINRA arbitration concerning securities fraud.
    06

    S.E.C. Whistleblower Award of $1.875 Million

    Representation of client in Securities and Exchange Commission Whistleblower matter resulting in Award.
    07

    Confidential Settlement of $1.75 Million

    Representation of investor in District Court matter resulting in confidential settlement of 100% of out-of-pocket losses.
    08

    AAA Arbitration Award of $1.5 Million

    Representation of gold bullion investor, resulting in Arbitration Award for 100% of out-of-pocket losses.
    09

    Successful Defense

    Representation of alleged control persons of broker-dealer in FINRA Arbitration lasting 4 years and 32 hearing sessions, resulting in successful defense of our clients, owner/board member and chief compliance officer of broker-dealer.